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790 N Water Street Suite 1200, Milwaukee, WI 53202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2020-04-20 |
Branch Locations
790 N Water Street Suite 1200, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alps Distributors, Inc. | Denver | CO | 10/2019 | Present |
| Heartland Advisors | Milwaukee | WI | 05/2019 | 05/2025 |
| Wisconsin School Of Business | Madison | WI | 09/2018 | 05/2019 |
| Heartland Advisors | Milwaukee | WI | 05/2018 | 05/2019 |
| Us Bancorp Fund Services | Milwaukee | WI | 10/2015 | 08/2017 |
| Wisconsin School Of Business | Madison | WI | 09/2017 | 05/2019 |
| Heartland Advisors, Inc. | Milwaukee | WI | 05/2025 | Present |
1.Heartland Advisors; Investment-Related; 790 Water St Suite 1200 Milwaukee, WI 53202; Asset Manager; Associate Portfolio Manager; 200 HRS/MON; 130 HRS/MON During Trading Hours. 2. Adventure Capital Group; Not Investment-Related; 418 N 3rd St Unit 180 Milwaukee, WI 53203; Vacation Rentals; 4 HRS/MON; None During Trading Hours. 3. ALPS Distributors, Inc.; 1290 Broadway Suite 1000; Denver, CO 80203; Investment-Related; BD; Registered Representative; 160 HRS/MON; 130 HRS/MON During Trading Hours. 4. Hawk Center for Investment Analysis; Investment-Related; 975 University Ave Madison, WI 53706; Public University; Volunteer Board Member; 4 HRS/MON; 2 HRS/MON During Trading Hours; Provide Guidance for Academic and Fundraising Strategy.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-24 |
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