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Jingxi Chen

Cetera Investment Advisers LLC

Irvine, CA

CRD 7197047

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-21
  • CA RA
    APPROVED
    Since 2025-07-21

Branch Locations

14845 Jeffrey Road, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
East West Bank Irvine CA 07/2022 Present
Cathay Bank Irvine CA 02/2022 07/2022
Hsbc Bank Irvine CA 08/2019 02/2022
Jiangsu Bank Beijing 05/2015 02/2017
Unemployed Beijing 03/2017 07/2019
Cetera Investment Services Llc St Cloud MN 03/2025 Present
Cetera Investment Advisers Llc Irvine CA 07/2025 Present
  • 07/2022 → Present
    East West Bank
    Irvine, CA
  • 02/2022 → 07/2022
    Cathay Bank
    Irvine, CA
  • 08/2019 → 02/2022
    Hsbc Bank
    Irvine, CA
  • 05/2015 → 02/2017
    Jiangsu Bank
    Beijing
  • 03/2017 → 07/2019
    Unemployed
    Beijing
  • 03/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 07/2025 → Present
    Cetera Investment Advisers Llc
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-26
  • S66 Uniform Combined State Law Examination
    2025-06-26

View on SEC IAPD

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Nearby Investors

ANH THICAM NGUYEN
HAN CHEN
Wade Allen Jones

Nearby Offices

VISTA POINT ASSET MANAGEMENT LLC · IRVINE, CA
PRINCIPAL SECURITIES, INC. · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA

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