Nicole Beatriz Ochoa

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2019 → 05/2021
  Wells Fargo Clearing Services, Llc
  Alhambra, FL
• 06/2016 → 11/2019
  Hsbc Bank
  Miami, FL
• 06/2014 → 04/2019
  Florida International University
  Miami, FL
• 05/2021 → 11/2022
  Raymond James & Associates, Inc.
  Miami, FL
• 11/2022 → Present
  Morgan Stanley Smith Barney Llc
  Miami, FL

Previous Registrations

• 2022-10-11 → 2022-12-05
  Raymond James & Associates, Inc.
  Coral Gables, FL

Exams

• S66 Uniform Combined State Law Examination
  2022-09-24

Other Names

• Nicole B Ochoa
• Nicole Ochoa