Caleb Jeffrey Hanie

Employer firm

Alliancebernstein L.p. CRD 108477

$763B regulatory AUM 16 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2019 → 08/2024
  Rbc Capital Markets, Llc.
  Palos Heights, IL
• 10/2014 → 02/2019
  Rocksolid, Llc
  Frisco, TX
• 03/2019 → 10/2019
  Unemployed
  Rockwall, TX
• 08/2024 → Present
  Alliance Bernstein
  Dallas, TX

Previous Registrations

• 2020-03-14 → 2024-08-21
  Rbc Capital Markets, Llc
  Palos Heights, IL
  Rockwall, TX

Other Businesses

Count: 1 1) BusinessName: Rocksolid, LLC INVESTMENT RELATED: No ADDRESS: 1960 Fox Hollow Cir, Southlake, TX 76092 NATURE OF BUSINESS: Sporting goods company POSITION: Investor RELATIONSHIP: 2014-09-01 APPROXIMATE NUMBER HOURS: 0 hours/month, 0 hours during trading hours YOUR DUTIES: N/A

Exams

• S66 Uniform Combined State Law Examination
  2020-03-14