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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-08-25
  • WI RA
    APPROVED
    Since 2022-08-25

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baird Milwaukee WI 11/2019 07/2022
Pure Barre Oak Creek Oak Creek WI 09/2019 10/2019
Johnson Controls Milwaukee WI 04/2019 06/2019
Mortgage Guaranty Insurance Corporation Milwaukee WI 11/2016 04/2019
Grant Thornton Milwaukee WI 09/2015 11/2016
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2022 Present
Northwestern Mutual Investment Services Llc Milwaukee WI 08/2022 Present
  • 11/2019 → 07/2022
    Baird
    Milwaukee, WI
  • 09/2019 → 10/2019
    Pure Barre Oak Creek
    Oak Creek, WI
  • 04/2019 → 06/2019
    Johnson Controls
    Milwaukee, WI
  • 11/2016 → 04/2019
    Mortgage Guaranty Insurance Corporation
    Milwaukee, WI
  • 09/2015 → 11/2016
    Grant Thornton
    Milwaukee, WI
  • 07/2022 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2022 → Present
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-12
  • S66 Uniform Combined State Law Examination
    2020-02-12
Other Names
  • Beth Schramka
  • Elizabeth A Schramka

View on SEC IAPD

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