Ashley E Plante

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2023-02-27

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	11/2019	05/2021
Benefit Communications	Cranston	RI	05/2017	11/2019
Luigi's Restaurant	Johnston	RI	10/2017	02/2019
Brewed Awakenings	Johnston	RI	04/2016	10/2017
Rhode Island College	Providence	RI	09/2015	05/2019
Securities America, Inc.	Westborough	MA	06/2021	09/2022
The Patriot Financial Group	Westborough	MA	06/2021	09/2022
Lpl Financial Llc	Waltham	MA	08/2022	Present
Integrated Wealth Concepts, Llc	Waltham	MA	02/2023	Present

11/2019 → 05/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
05/2017 → 11/2019

Benefit Communications

Cranston, RI
10/2017 → 02/2019

Luigi's Restaurant

Johnston, RI
04/2016 → 10/2017

Brewed Awakenings

Johnston, RI
09/2015 → 05/2019

Rhode Island College

Providence, RI
06/2021 → 09/2022

Securities America, Inc.

Westborough, MA
06/2021 → 09/2022

The Patriot Financial Group

Westborough, MA
08/2022 → Present

Lpl Financial Llc

Waltham, MA
02/2023 → Present

Integrated Wealth Concepts, Llc

Waltham, MA

1) 9/2022- Integrated Financial Partners- DBA for LPL Business (entity for LPL business)- inv. related- Waltham, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-02

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