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Samuel Nogueras

Citizens Securities, Inc.

Albany, NY

Plymouth, MA

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-04-03
  • RI RA
    APPROVED
    Since 2026-04-03

Branch Locations

20 Corporate Woods Blvd, Suite 302 Ms: Nyac10, Albany, NY 12211 • United States

20 North Park Ave., Plymouth, MA 02360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Providence RI 11/2019 07/2025
Self Employed/Graphic Design And Media Services Attleboro MA 09/2013 05/2018
Delta Global Services Providence RI 05/2017 03/2019
Citizens Bank Providence RI 05/2018 11/2019
Bank Of America, N.A. Providence RI 02/2022 07/2025
Citizens Securities, Inc Westwood MA 07/2025 Present
Citizens Bank Plymouth MA 07/2025 Present
  • 11/2019 → 07/2025
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Providence, RI
  • 09/2013 → 05/2018
    Self Employed/Graphic Design And Media Services
    Attleboro, MA
  • 05/2017 → 03/2019
    Delta Global Services
    Providence, RI
  • 05/2018 → 11/2019
    Citizens Bank
    Providence, RI
  • 02/2022 → 07/2025
    Bank Of America, N.A.
    Providence, RI
  • 07/2025 → Present
    Citizens Securities, Inc
    Westwood, MA
  • 07/2025 → Present
    Citizens Bank
    Plymouth, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-04
  • S66 Uniform Combined State Law Examination
    2020-09-04
Other Names
  • Sam Nogueras

View on SEC IAPD

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Other Offices

ALLSQUARE WEALTH MANAGEMENT, LLC · ALBANY, NY
CETERA INVESTMENT ADVISERS LLC · ALBANY, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Albany, NY
MPWM ADVISORY SOLUTIONS LLC · ALBANY, NY
CITIZENS SECURITIES, INC. · ALBANY, NY
LPL FINANCIAL LLC · ALBANY, NY
THE AFFINITY GROUP, LLC · ALBANY, NY
WELLS FARGO CLEARING SERVICES, LLC · ALBANY, NY

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