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Current Employers
Texas Capital Bank Private Wealth Advisors

2000 Mckinney Avenue Suite 700, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-12
  • TX RA
    APPROVED
    Since 2024-06-12

Branch Locations

2000 Mckinney Avenue Suite 700, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Colleyville Baseball Association Colleyville TX 09/2014 08/2017
Full-Time Education Norman OK 08/2017 05/2018
Prime Therapeutics Minneapolis MN 05/2018 08/2018
Full-Time Education Norman OK 08/2018 05/2019
Ntso Umpires Little Elm TX 05/2019 08/2019
Full-Time Education Norman OK 08/2019 01/2020
Northwestern Mutual Fort Worth TX 01/2020 06/2020
Uemployed Colleyville TX 06/2020 08/2020
Full-Time Education Norman OK 08/2020 05/2021
Unemployed Colleyville TX 05/2021 06/2021
Fidelity Investments Westlake TX 06/2021 03/2023
Stifel, Nicolaus & Company, Incorporated Mckinney TX 03/2023 05/2024
Texas Capital Bank Dallas TX 05/2024 Present
Tcbi Securities Dallas TX 05/2024 Present
  • 09/2014 → 08/2017
    Colleyville Baseball Association
    Colleyville, TX
  • 08/2017 → 05/2018
    Full-Time Education
    Norman, OK
  • 05/2018 → 08/2018
    Prime Therapeutics
    Minneapolis, MN
  • 08/2018 → 05/2019
    Full-Time Education
    Norman, OK
  • 05/2019 → 08/2019
    Ntso Umpires
    Little Elm, TX
  • 08/2019 → 01/2020
    Full-Time Education
    Norman, OK
  • 01/2020 → 06/2020
    Northwestern Mutual
    Fort Worth, TX
  • 06/2020 → 08/2020
    Uemployed
    Colleyville, TX
  • 08/2020 → 05/2021
    Full-Time Education
    Norman, OK
  • 05/2021 → 06/2021
    Unemployed
    Colleyville, TX
  • 06/2021 → 03/2023
    Fidelity Investments
    Westlake, TX
  • 03/2023 → 05/2024
    Mckinney, TX
  • 05/2024 → Present
    Texas Capital Bank
    Dallas, TX
  • 05/2024 → Present
    Tcbi Securities
    Dallas, TX
Previous Registrations
Other Businesses

The name of the other business: Texas Capital Bank Whether the business is investment-related: Yes The address of the other business: 2000 McKinney Avenue, Suite 700 Dallas, TX 75201 The nature of the other business: Financial Services Firm Your position: Associate, Investment Bank Associate II, Corporate Title, or relationship with the other business: Associate, Investment Bank Associate II, Corporate The start date of your relationship: 5/31/2024 The approximate number of hours/month you devote to the other business: 216.5 The number of hours you devote to the other business during securities trading hours: 140 and briefly describe your duties relating to the other business: Associate, Investment Bank Associate II, Corporate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-20
  • S66 Uniform Combined State Law Examination
    2021-10-20
Other Names
  • Nicholas Armato
  • Nicholas Joseph Armato
  • Nicholas J Armato

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