Nicholas Joseph Armato

Employer firm

Texas Capital Bank Private Wealth Advisors CRD 298422

$4.19B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 08/2017
  Colleyville Baseball Association
  Colleyville, TX
• 08/2017 → 05/2018
  Full-Time Education
  Norman, OK
• 05/2018 → 08/2018
  Prime Therapeutics
  Minneapolis, MN
• 08/2018 → 05/2019
  Full-Time Education
  Norman, OK
• 05/2019 → 08/2019
  Ntso Umpires
  Little Elm, TX
• 08/2019 → 01/2020
  Full-Time Education
  Norman, OK
• 01/2020 → 06/2020
  Northwestern Mutual
  Fort Worth, TX
• 06/2020 → 08/2020
  Uemployed
  Colleyville, TX
• 08/2020 → 05/2021
  Full-Time Education
  Norman, OK
• 05/2021 → 06/2021
  Unemployed
  Colleyville, TX
• 06/2021 → 03/2023
  Fidelity Investments
  Westlake, TX
• 03/2023 → 05/2024
  Stifel, Nicolaus & Company, Incorporated
  Mckinney, TX
• 05/2024 → Present
  Texas Capital Bank
  Dallas, TX
• 05/2024 → Present
  Tcbi Securities
  Dallas, TX

Previous Registrations

• 2023-04-06 → 2024-05-31
  Stifel, Nicolaus & Company, Incorporated
  Mckinney, TX
• 2021-10-25 → 2023-03-21
  Fidelity Personal And Workplace Advisors
  Westlake, TX

Other Businesses

The name of the other business: Texas Capital Bank Whether the business is investment-related: Yes The address of the other business: 2000 McKinney Avenue, Suite 700 Dallas, TX 75201 The nature of the other business: Financial Services Firm Your position: Associate, Investment Bank Associate II, Corporate Title, or relationship with the other business: Associate, Investment Bank Associate II, Corporate The start date of your relationship: 5/31/2024 The approximate number of hours/month you devote to the other business: 216.5 The number of hours you devote to the other business during securities trading hours: 140 and briefly describe your duties relating to the other business: Associate, Investment Bank Associate II, Corporate

Exams

• S66 Uniform Combined State Law Examination
  2021-10-20

Other Names

• Nicholas Armato
• Nicholas Joseph Armato
• Nicholas J Armato