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CRD 7196456
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-19 |
| MD | RA | APPROVED | 2024-11-18 |
| VA | RA | APPROVED | 2024-11-18 |
Branch Locations
1 Hoover Rd Fbi Academy Bldg 9, Quantico, VA 22135 • United States
333 Constitution Ave Nw #1801, Washington, DC 20001 • United States
600 Army Navy Dr, Arlington, VA 22203 • United States
145 N St Ne Ste 1W-701, Washington, DC 20530 • United States
950 Pennsylvania Ave Nw #8676, Washington, DC 20530 • United States
950 Pennsylvania Ave Nw #1407, Washington, DC 20530 • United States
Fort Washington, MD • United States
5175 Parkstone Drive Ste 200, Chantilly, VA 20151 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Silver Spring | MD | 07/2020 | 10/2024 |
| Hsbc Bank Usa, N.A. | Silver Spring | MD | 07/2018 | 10/2024 |
| Sun Trust Bank | Silver Spring | MD | 06/2018 | 06/2018 |
| Pnc Bank | Washington | DC | 06/2016 | 05/2018 |
| Wells Fargo Clearing Services, Llc | Mclean | VA | 10/2024 | 11/2024 |
| Wells Fargo Bank, Na | Mclean | VA | 10/2024 | 11/2024 |
| Justice Federal Credit Union | Chantilly | VA | 11/2024 | Present |
| Lpl Financial Llc | Chantilly | VA | 11/2024 | Present |
1) 11/2024 - Teo LLC / Business Entity For Tax/Investment Purposes Only / Non Inv. Related / Alexandria, VA, 22309, USA / Start date 10/04/2024 - 8 Hrs per month 2) 11/2024 - Bezawit Dessyalew / Real Estate Rental / Owner / Inv. Related / Alexandria VA 22309 / Start date 10/04/2024 3) 12/20/2024- Justice Federal Credit Union- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 11/18/2024- 40 hours Per Month- 40 Hours During Trading 4) 03/06/2025 - BEZAWIT DESSYALEW - Not Investment Related - Real Estate Rental - Home Based - Start Date:03/01/2025 - 10 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2020-05-27 |
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