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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-19
MD RA APPROVED 2024-11-18
VA RA APPROVED 2024-11-18
  • TX RA
    APPROVED
    Since 2025-08-19
  • MD RA
    APPROVED
    Since 2024-11-18
  • VA RA
    APPROVED
    Since 2024-11-18

Branch Locations

1 Hoover Rd Fbi Academy Bldg 9, Quantico, VA 22135 • United States

333 Constitution Ave Nw #1801, Washington, DC 20001 • United States

600 Army Navy Dr, Arlington, VA 22203 • United States

145 N St Ne Ste 1W-701, Washington, DC 20530 • United States

950 Pennsylvania Ave Nw #8676, Washington, DC 20530 • United States

950 Pennsylvania Ave Nw #1407, Washington, DC 20530 • United States

Fort Washington, MD • United States

5175 Parkstone Drive Ste 200, Chantilly, VA 20151 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Silver Spring MD 07/2020 10/2024
Hsbc Bank Usa, N.A. Silver Spring MD 07/2018 10/2024
Sun Trust Bank Silver Spring MD 06/2018 06/2018
Pnc Bank Washington DC 06/2016 05/2018
Wells Fargo Clearing Services, Llc Mclean VA 10/2024 11/2024
Wells Fargo Bank, Na Mclean VA 10/2024 11/2024
Justice Federal Credit Union Chantilly VA 11/2024 Present
Lpl Financial Llc Chantilly VA 11/2024 Present
  • 07/2020 → 10/2024
    Silver Spring, MD
  • 07/2018 → 10/2024
    Hsbc Bank Usa, N.A.
    Silver Spring, MD
  • 06/2018 → 06/2018
    Sun Trust Bank
    Silver Spring, MD
  • 06/2016 → 05/2018
    Pnc Bank
    Washington, DC
  • 10/2024 → 11/2024
    Mclean, VA
  • 10/2024 → 11/2024
    Wells Fargo Bank, Na
    Mclean, VA
  • 11/2024 → Present
    Justice Federal Credit Union
    Chantilly, VA
  • 11/2024 → Present
    Chantilly, VA
Previous Registrations
Other Businesses

1) 11/2024 - Teo LLC / Business Entity For Tax/Investment Purposes Only / Non Inv. Related / Alexandria, VA, 22309, USA / Start date 10/04/2024 - 8 Hrs per month 2) 11/2024 - Bezawit Dessyalew / Real Estate Rental / Owner / Inv. Related / Alexandria VA 22309 / Start date 10/04/2024 3) 12/20/2024- Justice Federal Credit Union- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 11/18/2024- 40 hours Per Month- 40 Hours During Trading 4) 03/06/2025 - BEZAWIT DESSYALEW - Not Investment Related - Real Estate Rental - Home Based - Start Date:03/01/2025 - 10 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-22
S63 Uniform Securities Agent State Law Examination 2020-05-27
  • S66 Uniform Combined State Law Examination
    2023-09-22
  • S63 Uniform Securities Agent State Law Examination
    2020-05-27
Other Names
  • Bezawit Estifanous Dessyalew
  • Bezawit Estifanouse Dessyalew

View on SEC IAPD

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