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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-08 |
| NY | RA | APPROVED | 2023-07-05 |
Branch Locations
390 N Broadway Ste 240, Jericho, NY 11753-2110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bny Mellon Securities Corporation | New York | NY | 08/2019 | 06/2023 |
| Bny Mellon | New York | NY | 07/2017 | 08/2019 |
| Muhlenberg College | Allentown | PA | 08/2013 | 05/2017 |
| M&S Landscape And Plowing Llc | Sciota | PA | 06/2013 | 08/2017 |
| The Pig Pen | Brodheadsville | PA | 03/2017 | 07/2017 |
| Ameriprise Financial Services, Llc | Jericho | NY | 06/2023 | Present |
Real Estate Ownership; Multi-Family; 14 Saint Nicholas Street, , Lynbrook, NY, 11563; Not Investment-Related; 06/15/2021. Outside Employment; Rose Hill Vineyards & Inn; Dishwasher/Server/Register; Restaurant/Hospitality; 2000 Oregon Rd, , Mattituck, NY, 11952; Not Investment-Related; 07/06/2020; 20 to 39 hours per month; 0 during trading hours / Main & Mill House; Employee hired to serve customers at the Main & Mill House tasting room.; Service Industry; 1291 Main Road, , Jamesport, NY, 11947; Not Investment-Related; 07/06/2024; 10 to 19 hours per month; 0 during trading hours / 390 Management LLC; Financial Advisor; Private Wealth Management Practice; 390 N Broadway, Suite 240, Jericho, NY, 11753; Investment-Related; 06/28/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-03-13 |
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