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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
2059 Fairport Nine Mile Point Rd, Penfield, NY 14526 • United States
1271 Fairport Rd, Fairport, NY 14454 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Rochester | NY | 11/2019 | Present |
| Esl Federal Credit Union | Rochester | NY | 05/2019 | 01/2022 |
| Mass Mutual | Rochester | NY | 12/2018 | 05/2019 |
| Genesee Construction | Dansville | NY | 07/2016 | 02/2019 |
| Esl Investment Services, Llc | Rochester | NY | 12/2019 | Present |
1) 11/21/19 - ESL INVESTMENT SERVICES, LLC/DBA for LP BUSINESS -Inv. Related- At Reported Business Location(s) - Started 11/01/19 / 100% 2) 11/21/19 - ESL Investment Services, LLC-Non-Variable Insurance -Inv. Related - At Reported Business Location(s) - Started 11/01/19 - 20 Hours Per Month/1 Hour During Securities Trading - Life, Disability, Long Term Care. 3) 01/13/2023 - MassMutual - Investment Related - Non variable Insurance Trails only Income - Start Date - 10/26/2022 - 0 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-12-23 |
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