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Clifton Lee Dortch

Balentine

Atlanta, GA

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Current Employers
Balentine

3344 Peachtree Road Ne Suite 2200, Atlanta, GA 30326 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-08-08
  • GA RA
    APPROVED
    Since 2025-08-08

Branch Locations

3344 Peachtree Road Ne Suite 2200, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Atlanta GA 11/2019 04/2021
Wells Fargo Bank Atlanta GA 12/2019 04/2021
Wells Fargo Bank, N.A Atlanta GA 02/2015 10/2019
Balentine, Llc Atlanta GA 05/2021 Present
  • 11/2019 → 04/2021
    Wells Fargo Clearing Services
    Atlanta, GA
  • 12/2019 → 04/2021
    Wells Fargo Bank
    Atlanta, GA
  • 02/2015 → 10/2019
    Wells Fargo Bank, N.A
    Atlanta, GA
  • 05/2021 → Present
    Balentine, Llc
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-07
S66 Uniform Combined State Law Examination 2020-02-09
  • S65 Uniform Investment Adviser Law Examination
    2025-08-07
  • S66 Uniform Combined State Law Examination
    2020-02-09
Other Names
  • Clifton Lee Dortch

View on SEC IAPD

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