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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-02-21 |
Branch Locations
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
11601 Wilshire Blvd Fl 17 [Ln-Rbo], Los Angeles, CA 90025 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Los Angeles | CA | 11/2019 | Present |
| Wells Fargo Bank | Los Angeles | CA | 11/2019 | Present |
| Ey (Ernst & Young) | Los Angeles | CA | 09/2016 | 10/2019 |
| The Singleton Foundation | Burbank | CA | 05/2019 | 09/2019 |
| Pepperdine University | Malibu | CA | 07/2016 | 12/2017 |
BMW CAR CLUB OF AMERICA, INVT RELATED, SOUTH GREER, SC, INVESTMENT COMMITTEE, START DATE 10/30/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, ?ATTENDING MEETINGS AND DISCUSSING INVT STRATEGIES BUT NOT VOTING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-21 |
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