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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-02-10 |
| CT | RA | APPROVED | 2024-07-08 |
| PA | RA | APPROVED | 2023-08-07 |
| NY | RA | APPROVED | 2022-10-20 |
Branch Locations
88 Fourth Street, New Rochelle, NY 10801 • United States
389 Halstead Avenue, Harrison, NY 10528 • United States
300 Saw Mill River Rd, Elmsford, NY 10523 • United States
200 Linden St, Wellesley, MA 02482 • United States
66 Route 59, Monsey, NY 10952 • United States
2976 3Rd Ave., Bronx, NY 10455 • United States
127 Seventh Ave, New York, NY 10011 • United States
830 Eighth Ave., New York, NY 10019-7403 • United States
2220 Forest Avenue, Staten Island, NY 10303 • United States
310 Lenox Avenue, New York, NY 10027 • United States
2460 Grand Concourse, Bronx, NY 10458 • United States
250 Park Ave, New York, NY 10177 • United States
242 West 34Th St., New York, NY 10119 • United States
2 West Franklin St., Topton, PA 19562 • United States
218 Cambridge Street, Boston, MA 02114 • United States
38 Main Street, Topsfield, MA 01983 • United States
Ronkonkoma, NY • United States
123 Seaport Boulevard, Boston, MA 02210 • United States
850 Main Street, Bridgeport, CT 06604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrick Financial Group | Merrick | NY | 11/2019 | 03/2022 |
| Mitlin Financial, Inc. | Hauppauge | NY | 01/2019 | 10/2019 |
| Momentum Solar | Planview | NY | 09/2017 | 01/2019 |
| Enterprise Rent-A-Car | Hamden | CT | 05/2016 | 08/2017 |
| Bshapiro Financial | Jericho | NY | 03/2022 | 08/2022 |
| Lpl Financial Llc | Buffalo | NY | 10/2022 | Present |
| M&T Bank | Buffalo | NY | 10/2022 | Present |
1. 01/15/2025- Brookhaven Free Library- Outside/W-2 Employment- Not INV Related- At Brookhaven, NY - Start date 01/27/2025- 60 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-19 |
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