Michael E Farrell

Current Employers

Employment History

• 11/2019 → 06/2026
  U.S. Capital Wealth Advisors, Llc
  New York, NY
• 10/2017 → Present
  Farr Education, Llc
  Summit, NJ
• 04/2013 → 01/2017
  Annaly Management Company
  New York, NY
• 02/2017 → 09/2017
  Unemployed
  New York, NY
• 09/2022 → Present
  Piton Investment Management
  Garden City, NY
• 06/2026 → Present
  Arax Advisory Partners, Llc
  New York, NY

Previous Registrations

• 2019-11-18 → 2026-07-17
  U.S. Capital Wealth Advisors, Llc
  Hoboken, NJ
  Houston, TX
  New York City, NY
  New York City, NY

Other Businesses

1. Mike serves as Vice President of Farr Education which is not investment-related and located in Summit, New Jersey 07902. It provides assistance to Charter Schools. Mike started in July 2020, and his duties include due diligence, financial modeling and performance reporting, and he spends about 11-20 hours per month during and after trading hours doing this. 2. Mike serves as Vice President of Piton Investment Management LP which is Investment -related and located in Garden City, NY. It is a fixed income asset manager and investment advisor. He started in September 2022 and spends about 4hrs a month during trading hours executing trades within the Managed Equity sleeve. 3. Mike serves as a member of PLH Family Office which is investment-related and is located in Georgetown, TX. It provides family office services. Mike's duties include referring clients to Arax. He started in August 2025 and spends approximately 2 hours a month, during trading hours.

Designations