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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-12-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| East West Bank | Rowland Heights | CA | 06/2021 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 06/2021 | Present |
| Kcal Insurance Company | Hacienda Heights | CA | 04/2017 | 10/2019 |
| Extended Travel | Northridge | CA | 05/2016 | 04/2017 |
| East West Bank | Rowland Heights | CA | 10/2019 | Present |
| Cetera Investment Advisers Llc | Rowland Heights | CA | 12/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-20 |
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