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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-24
CA RA APPROVED 2025-10-01
  • TX RA
    APPROVED
    Since 2026-02-24
  • CA RA
    APPROVED
    Since 2025-10-01

Branch Locations

697 E. Foothill Boulevard, Suite D, Claremont, CA 91711 • United States

301 North Lake Suite 800, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Pasadena CA 01/2012 Present
Previous Registrations
  • 2007-04-02 → 2009-04-09
    Morgan Stanley & Co. Llc
    Spokane, WA
  • 2005-07-26 → 2007-04-02
    Morgan Stanley Dw Inc.
    Spokane, WA
    Sarasota, FL
Other Businesses

SPOKANE BISON BASEBALL; NON-INVESTMENT RELATED; SPOKANE, WA; NON-PROFIT; SOLE PROPRIETOR; START 4/4/23; 6 HR/WK; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I RUN A YOUTH SPORTS ORGANIZATION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-22
  • S66 Uniform Combined State Law Examination
    2005-07-22

View on SEC IAPD

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