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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-28
TX RA APPROVED 2025-10-27
  • CA RA
    APPROVED
    Since 2025-10-28
  • TX RA
    APPROVED
    Since 2025-10-27

Branch Locations

3057 Stevens Creek Blvd, Santa Clara, CA 95050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Fremont CA 10/2019 04/2023
J.P. Morgan Securities Llc Fremont CA 10/2019 04/2023
Deloitte & Touche, Llp Los Angeles CA 09/2018 09/2019
Unemployed Los Angeles CA 06/2016 09/2018
J.P. Morgan Securities Llc Santa Clara CA 07/2025 Present
Jpmorgan Chase Bank, N.A. Santa Clara CA 07/2025 Present
Unemployed Garden Grove CA 05/2023 06/2025
  • 10/2019 → 04/2023
    Jpmorgan Chase Bank, N.A.
    Fremont, CA
  • 10/2019 → 04/2023
    Fremont, CA
  • 09/2018 → 09/2019
    Deloitte & Touche, Llp
    Los Angeles, CA
  • 06/2016 → 09/2018
    Unemployed
    Los Angeles, CA
  • 07/2025 → Present
    Santa Clara, CA
  • 07/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Santa Clara, CA
  • 05/2023 → 06/2025
    Unemployed
    Garden Grove, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-13
S63 Uniform Securities Agent State Law Examination 2019-12-16
  • S66 Uniform Combined State Law Examination
    2025-08-13
  • S63 Uniform Securities Agent State Law Examination
    2019-12-16
Other Names
  • Valentina Do
  • Tuyet Do
  • Tuyet Anh Do

View on SEC IAPD

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