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Bryan Carlos Garcia

Rbc Capital Markets, LLC

Austin, TX

Austin, TX

CRD 7195405

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-02
  • TX RA
    APPROVED
    Since 2025-10-02

Branch Locations

Austin, TX • United States

5301 Sw Parkway, Bldg 2 Suite 300, Austin, TX 78735 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Austin TX 02/2020 11/2020
Unemployed/Student San Antonio TX 08/2010 09/2018
Trio Homeowner Association Management San Antonio TX 09/2018 06/2019
Securian Financial Services/Northstar Financial Austin TX 06/2019 02/2020
Fidelity Investments Austin TX 03/2022 08/2022
Charles Schwab & Co. Inc Austin TX 02/2020 11/2020
Raymond James Financial Services, Inc. Austin TX 01/2023 01/2024
Prosperity Bank Austin TX 12/2022 01/2024
Prosperity Private Investments Austin TX 12/2022 01/2024
Unemployed Austin TX 12/2020 02/2022
Unemployed Austin TX 09/2022 12/2022
Rbc Capital Markets, Llc Austin TX 05/2025 Present
Unemployed Austin TX 01/2024 05/2025
  • 02/2020 → 11/2020
    Charles Schwab & Co., Inc.
    Austin, TX
  • 08/2010 → 09/2018
    Unemployed/Student
    San Antonio, TX
  • 09/2018 → 06/2019
    Trio Homeowner Association Management
    San Antonio, TX
  • 06/2019 → 02/2020
    Securian Financial Services/Northstar Financial
    Austin, TX
  • 03/2022 → 08/2022
    Fidelity Investments
    Austin, TX
  • 02/2020 → 11/2020
    Charles Schwab & Co. Inc
    Austin, TX
  • 01/2023 → 01/2024
    Raymond James Financial Services, Inc.
    Austin, TX
  • 12/2022 → 01/2024
    Prosperity Bank
    Austin, TX
  • 12/2022 → 01/2024
    Prosperity Private Investments
    Austin, TX
  • 12/2020 → 02/2022
    Unemployed
    Austin, TX
  • 09/2022 → 12/2022
    Unemployed
    Austin, TX
  • 05/2025 → Present
    Austin, TX
  • 01/2024 → 05/2025
    Unemployed
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-01
S63 Uniform Securities Agent State Law Examination 2020-11-02
  • S65 Uniform Investment Adviser Law Examination
    2025-10-01
  • S63 Uniform Securities Agent State Law Examination
    2020-11-02
Other Names
  • Bryan Garcia
  • Bryan Carlos Garcia

View on SEC IAPD

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