Shi Gong Jin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2019 → 07/2024
  Jp Morgan Securities, Llc
  Flushing, NY
• 10/2019 → 07/2024
  Jp Morgan Chase Bank, N.A.
  Flushing, NY
• 04/2018 → 10/2019
  Jp Morgan Chase Bank, N.A.
  Columbus, OH
• 12/2016 → 04/2018
  Unemployed
  Columbus, OH
• 01/2016 → 11/2016
  High Hope Investment Llc
  Columbus, OH
• 07/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Forest Hills, NY
• 08/2024 → Present
  Bank Of America, N.A.
  Forest Hills, NY

Previous Registrations

• 2020-01-03 → 2024-07-27
  J.P. Morgan Securities Llc
  Flushing, NY

Other Businesses

i*: 1940267 Entity Type: Entity For Profit Entity Name: HUIQI HOME SERVICE INC Investment related: No Address: Flushing, NY 11355 Nature of the other business: Household Assistance Services Position/Title/Relationship: Owner/Partner Start Date: 10/17/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This business is conducting house keeping service. I am the solo owner.

Exams

• S66 Uniform Combined State Law Examination
  2019-12-31

Other Names

• Shi Jin