David King Pedersen

Employer firm

Hermosa Advisors CRD 306330

17 advisory clients

Reported services (Item 5G)

Financial planning

From the firm’s Form ADV. Read the guides:

Current Employers

Hermosa Advisors

Hermosa Beach, CA • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-04-03
CA	RA	APPROVED	2020-01-02

TX RA
APPROVED_RES

Since 2023-04-03
CA RA
APPROVED

Since 2020-01-02

Branch Locations

Hermosa Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hermosa Advisors Llc	Hermosa Beach	CA	10/2019	Present
Self Employed	Hermosa Beach	CA	04/2018	10/2019
Guess Inc	Los Angeles	CA	11/2016	03/2018
Self Employed	Hermosa Beach	CA	03/2014	10/2016

10/2019 → Present

Hermosa Advisors Llc

Hermosa Beach, CA
04/2018 → 10/2019

Self Employed

Hermosa Beach, CA
11/2016 → 03/2018

Guess Inc

Los Angeles, CA
03/2014 → 10/2016

Self Employed

Hermosa Beach, CA

Other Businesses

2016-Present: University of California, Los Angeles Extension/Not Investment Related/Los Angeles, CA/Post Secondary Education/Part-Time, Adjunct Instructor/Involves five percent time after traditional business hours.//

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-09-20

S65 Uniform Investment Adviser Law Examination

2019-09-20

Other Names

Dave Pedersen
David K. Pedersen

View on SEC IAPD