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Nicholas Felix Eguiazarian

Rockefeller Financial LLC

Los Angeles, CA

CRD 7195215

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Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-17
TX RA APPROVED 2025-10-17
  • CA RA
    APPROVED
    Since 2025-10-17
  • TX RA
    APPROVED
    Since 2025-10-17

Branch Locations

1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Burbank CA 10/2019 10/2021
J.P. Morgan Chase Bank, N.A. Burbank CA 10/2019 10/2021
Shoepalace Burbank CA 11/2016 10/2019
Aldo Shoes Glendale CA 08/2016 10/2016
Footlocker Glendale CA 02/2014 09/2016
Morgan Stanley Smith Barney Llc Beverly Hills CA 11/2021 10/2025
Rockefeller Financial Llc Los Angeles CA 10/2025 Present
  • 10/2019 → 10/2021
    J.P. Morgan Securities Llc
    Burbank, CA
  • 10/2019 → 10/2021
    J.P. Morgan Chase Bank, N.A.
    Burbank, CA
  • 11/2016 → 10/2019
    Shoepalace
    Burbank, CA
  • 08/2016 → 10/2016
    Aldo Shoes
    Glendale, CA
  • 02/2014 → 09/2016
    Footlocker
    Glendale, CA
  • 11/2021 → 10/2025
    Morgan Stanley Smith Barney Llc
    Beverly Hills, CA
  • 10/2025 → Present
    Los Angeles, CA
Previous Registrations
Other Businesses

*466652- JLN SHOES LLC; Investment related -Yes; BURBANK, California; Retail/Online Stores; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2021; During business hours: 0; After business hours: 5; Business Development/Growth, Sales/Marketing

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-04
S63 Uniform Securities Agent State Law Examination 2020-02-21
  • S65 Uniform Investment Adviser Law Examination
    2022-03-04
  • S63 Uniform Securities Agent State Law Examination
    2020-02-21
Other Names
  • Nick Felix Eguiazarian
  • Nicholas F Eguiazarian
  • Nicholas Felix Eguiazarian
  • Nick Eguiazarian
  • Nicholas Eguiazarian

View on SEC IAPD

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