Marci Mauro

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-01-14

CA RA
APPROVED

Since 2020-01-14

Branch Locations

4655 Executive Dr 10Th Fl [Vj-Rbo], San Diego, CA 92121 • United States

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services	San Diego	CA	10/2019	Present
Wells Fargo Bank	San Diego	CA	10/2019	Present
Wells Fargo	San Diego	CA	06/2017	10/2019
Pacific Southwest Realty Services	San Diego	CA	05/2015	06/2017

10/2019 → Present

Wells Fargo Clearing Services

San Diego, CA
10/2019 → Present

Wells Fargo Bank

San Diego, CA
06/2017 → 10/2019

Wells Fargo

San Diego, CA
05/2015 → 06/2017

Pacific Southwest Realty Services

San Diego, CA

Other Businesses

BAY CLUB CARMEL VALLEY; NOT INV RELATED; SAN DIEGO, CA; FITNESS TRAINER; START DATE 8/15/2024; 4 HOURS PER MONTH; 0 DURING TRADING; COACHING A FUNCTIONAL INTERVAL TRAINING PROGRAM.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-01-14

S66 Uniform Combined State Law Examination

2020-01-14

Other Names

Marci Lynne Dapas
Marci Lynne Mauro
Marci Lynne Jongsma
Marci Mauro Civit

View on SEC IAPD