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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-17 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chrysalis Inc. | Cedar City | UT | 02/2016 | 05/2018 |
| Mountain America Credit Union | Cedar City | UT | 05/2018 | 12/2020 |
| Lpl Financial Llc | Cedar City | UT | 11/2019 | 12/2020 |
| Grove Point Investments, Llc | Rockville | MD | 04/2021 | 06/2021 |
| Allstate | Cedar City | UT | 12/2020 | 03/2021 |
| Alight Financial Solutions, Llc | Charlotte | NC | 12/2021 | 09/2024 |
| Associated Bank | Green Bay | WI | 06/2021 | 12/2021 |
| Fisher Investments | Plano | TX | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2020-01-14 |
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