Joshua Edward Williams

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2022-10-17
TX	RA	APPROVED	2021-12-01

AZ RA
APPROVED

Since 2022-10-17
TX RA
APPROVED

Since 2021-12-01

Branch Locations

Phoenix, AZ • United States

14851 N. Scottsdale Road Suite 103, Scottsdale, AZ 85254 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	11/2019	06/2020
Moffiit's Wine & Spirits	Milan	TN	05/2019	08/2019
Pickleman's Gourmet Cafe	St Louis	MO	10/2016	05/2019
Stratosphere Quality	Milan	TN	07/2019	08/2019
St Louis University	St Louis	MO	06/2015	05/2019
Equitable Advisors, Llc	New York	NY	11/2019	Present

11/2019 → 06/2020

Axa Advisors, Llc

New York, NY
05/2019 → 08/2019

Moffiit's Wine & Spirits

Milan, TN
10/2016 → 05/2019

Pickleman's Gourmet Cafe

St Louis, MO
07/2019 → 08/2019

Stratosphere Quality

Milan, TN
06/2015 → 05/2019

St Louis University

St Louis, MO
11/2019 → Present

Equitable Advisors, Llc

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-11-27
S63	Uniform Securities Agent State Law Examination	2020-02-04

S65 Uniform Investment Adviser Law Examination

2021-11-27
S63 Uniform Securities Agent State Law Examination

2020-02-04

View on SEC IAPD