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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-03-13
TX RA APPROVED_RES 2024-03-13
  • NY RA
    APPROVED
    Since 2024-03-13
  • TX RA
    APPROVED_RES
    Since 2024-03-13

Branch Locations

3424 Peachtree Road Ne Floor 17 & 18, Atlanta, GA 30326 • United States

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Siena College Albany NY 09/2015 05/2019
Hodorowski Homes Schenectady NY 05/2018 08/2018
Trimarc Wealth Management Saratoga Springs NY 05/2017 08/2017
Axa Advisors, Llc New York NY 11/2019 06/2020
Unemployed Schenectady NY 05/2019 11/2019
Equitable Advisors, Llc New York NY 11/2019 06/2022
First Republic Securities Company, Llc New York NY 11/2022 09/2023
First Republic Investment Management, Inc New York NY 11/2022 Present
Unemployed Albany NY 06/2022 11/2022
J.P. Morgan Securities Llc New York NY 09/2023 Present
Jp Morgan Chase Bank, N.A. New York NY 10/2023 Present
  • 09/2015 → 05/2019
    Siena College
    Albany, NY
  • 05/2018 → 08/2018
    Hodorowski Homes
    Schenectady, NY
  • 05/2017 → 08/2017
    Trimarc Wealth Management
    Saratoga Springs, NY
  • 11/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 05/2019 → 11/2019
    Unemployed
    Schenectady, NY
  • 11/2019 → 06/2022
    New York, NY
  • 11/2022 → 09/2023
    First Republic Securities Company, Llc
    New York, NY
  • 11/2022 → Present
    First Republic Investment Management, Inc
    New York, NY
  • 06/2022 → 11/2022
    Unemployed
    Albany, NY
  • 09/2023 → Present
    New York, NY
  • 10/2023 → Present
    Jp Morgan Chase Bank, N.A.
    New York, NY
Previous Registrations
  • 2022-11-07 → 2025-03-20
    J.P. Morgan Private Wealth Advisors Llc
    New York, NY
    New York, NY
  • 2021-06-29 → 2022-06-16
    Malta, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-28
S63 Uniform Securities Agent State Law Examination 2020-01-20
  • S66 Uniform Combined State Law Examination
    2021-06-28
  • S63 Uniform Securities Agent State Law Examination
    2020-01-20
Other Names
  • Lorenzo Horvath
  • Lorenzo J Horvath
  • Lorenzo James Horvath

View on SEC IAPD

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