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Christopher James Rose

Aptus Financial, LLC

Little Rock, AR

San Rafael, CA

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Current Employers
Aptus Financial, Llc

Little Rock, AR • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-03
CA RA APPROVED 2024-03-22
  • TX RA
    APPROVED
    Since 2025-01-03
  • CA RA
    APPROVED
    Since 2024-03-22

Branch Locations

Little Rock, AR • United States

San Rafael, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stubhub San Francisco CA 08/2014 02/2020
Your Financial Pharmacist Baltimore MD 06/2020 09/2020
Waypoint Wealth Partners Mill Valley CA 09/2020 03/2024
Cjr Financial Llc San Rafael CA 09/2019 06/2020
Aptus Financial, Llc Sam Rafael CA 03/2024 Present
  • 08/2014 → 02/2020
    Stubhub
    San Francisco, CA
  • 06/2020 → 09/2020
    Your Financial Pharmacist
    Baltimore, MD
  • 09/2020 → 03/2024
    Waypoint Wealth Partners
    Mill Valley, CA
  • 09/2019 → 06/2020
    Cjr Financial Llc
    San Rafael, CA
  • 03/2024 → Present
    Aptus Financial, Llc
    Sam Rafael, CA
Previous Registrations
  • 2023-02-07 → 2024-03-25
    Waypoint Wealth Partners
    San Francisco, CA
    San Francisco, CA
    Mill Valley, CA
  • 2020-01-02 → 2020-12-23
    Cjr Financial
    San Rafael, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-04
  • S65 Uniform Investment Adviser Law Examination
    2019-09-04
Designations
Other Names
  • Cj Rose
  • Christopher J Rose

View on SEC IAPD

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