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Inactive

Di Wu

Wealthcare Capital Management LLC

Richmond, VA

Jemison, AL

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Current Employers
Wealthcare Capital Management Llc

2 James Center 1021 East Cary Street, #702, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-06-24
  • AL RA
    APPROVED
    Since 2024-06-24

Branch Locations

2 James Center 1021 East Cary Street, #702, Richmond, VA 23219 • United States

Jemison, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rfg Advisory, Llc Vestavia Hills AL 01/2022 09/2023
T3 Trading Group, Llc New York NY 01/2020 04/2022
The Frick Collection New York NY 09/2013 09/2022
Whalen Wealth Management Inc. Dba Whalen Financial Las Vegas NV 09/2023 03/2024
Rfg Advisory Vestavia Hills AL 01/2022 09/2023
Wealthcare Capital Management Llc Jemison AL 04/2024 Present
  • 01/2022 → 09/2023
    Rfg Advisory, Llc
    Vestavia Hills, AL
  • 01/2020 → 04/2022
    T3 Trading Group, Llc
    New York, NY
  • 09/2013 → 09/2022
    The Frick Collection
    New York, NY
  • 09/2023 → 03/2024
    Whalen Wealth Management Inc. Dba Whalen Financial
    Las Vegas, NV
  • 01/2022 → 09/2023
    Rfg Advisory
    Vestavia Hills, AL
  • 04/2024 → Present
    Wealthcare Capital Management Llc
    Jemison, AL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-21
  • S65 Uniform Investment Adviser Law Examination
    2019-10-21

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
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