Best Investors Account Sign in
Inactive

Cheng Su

Whiteswan Trading Corporation

San Francisco, CA

CRD 7194301

Claim This Profile
Employer firm

Whiteswan Trading Corporation CRD 300671

$6.0K regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Whiteswan Trading Corporation

447 Sutter St Ste 405 Pmb 191, San Francisco, CA 94108 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-04-24
  • CA RA
    APPROVED
    Since 2020-04-24

Branch Locations

447 Sutter St Ste 405 Pmb 191, San Francisco, CA 94108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Whiteswan Trading Corporation San Francisco CA 01/2020 Present
Unemployed Berkeley CA 06/2018 10/2019
Zhongnan University Of Economics And Law Wuhan 09/2015 06/2018
Hubei University Of Economics Wuhan 11/2019 06/2020
  • 01/2020 → Present
    Whiteswan Trading Corporation
    San Francisco, CA
  • 06/2018 → 10/2019
    Unemployed
    Berkeley, CA
  • 09/2015 → 06/2018
    Zhongnan University Of Economics And Law
    Wuhan
  • 11/2019 → 06/2020
    Hubei University Of Economics
    Wuhan
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-18
  • S65 Uniform Investment Adviser Law Examination
    2019-01-18

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor