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777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-05 |
| AZ | RA | APPROVED | 2024-12-13 |
Branch Locations
777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
Alhambra, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 11/2019 | 10/2022 |
| Pasadena City College | Pasadena | CA | 08/2018 | 07/2020 |
| Self-Employment | Pasadena | CA | 11/2017 | 12/2018 |
| Panda Restaurant Group | Pasadena | CA | 04/2018 | 04/2018 |
| N/A | Alhambra | CA | 07/2017 | 10/2017 |
| Ventura County Community College District | Oxnard | CA | 01/2018 | 05/2018 |
| Career Education Corporation | Pasadena | CA | 06/2001 | 06/2017 |
| Missionsquare Investment Services | Washington | DC | 10/2022 | Present |
| Missionsquare Retirement | Washington | DC | 10/2022 | Present |
Name: Jerome Roy Abrams Trust. Non-investment related. Nature of Business: Rental apartments. Address: 1132 N Stoneman Ave, Alhambra, CA 91801. Position: Onsite Manager. Start Date: 12/01/2023. Number of hours per month devoted to other business 10; during securities trading hours 1. Duties: Collect rent, advertise and fill vacancies, respond to tenant requests for repairs, and respond to requests from local governments and public utilities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-23 |
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