Amy Song

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-06-03
TX	RA	APPROVED	2025-06-02

Branch Locations

350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chino	CA	10/2019	08/2022
Bank Of America, N.A.	Chino Hills	CA	02/2018	10/2019
Hma Global	Arcadia	CA	01/2011	02/2018
Ubs Financial Services Inc	Brea	CA	05/2023	07/2023
Unemployed	Arcadia	CA	08/2022	04/2023
Hsbc Securities (Usa) Inc.	Irvine	CA	07/2023	06/2025
Hsbc Bank Usa Na	Irvine	CA	07/2023	06/2025
Wells Fargo Clearing Services, Llc	Encino	CA	06/2025	Present

10/2019 → 08/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chino, CA
02/2018 → 10/2019

Bank Of America, N.A.

Chino Hills, CA
01/2011 → 02/2018

Hma Global

Arcadia, CA
05/2023 → 07/2023

Ubs Financial Services Inc

Brea, CA
08/2022 → 04/2023

Unemployed

Arcadia, CA
07/2023 → 06/2025

Hsbc Securities (Usa) Inc.

Irvine, CA
07/2023 → 06/2025

Hsbc Bank Usa Na

Irvine, CA
06/2025 → Present

Wells Fargo Clearing Services, Llc

Encino, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-01-21