Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-03-11 |
Branch Locations
318 S Washington St, Green Bay, WI 54301 • United States
840 Main Ave, De Pere, WI 54115 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Depere | WI | 08/2019 | 01/2024 |
| Reflections Interiors (Tom Paulson) | De Pere | WI | 05/2014 | 01/2021 |
| University Of Wisconsin-Oshkosh | Oshkosh | WI | 09/2014 | 05/2019 |
| Prudential Insurance Company Of America | Depere | WI | 02/2020 | 01/2024 |
| Johnson Financial Group Financial Advisors | Green Bay | WI | 03/2024 | Present |
| Lpl Financial | Green Bay | WI | 03/2024 | Present |
1-03/11/2024 - JOHNSON FINANCIAL GROUP FINANCIAL ADVISORS - DBA for LPL Business (entity for LPL business) - Investment Related - At reported business location(s) - 0 Hrs/Mth - 0 Hrs During Trading. 2- 05/09/2024 - Northeast Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/22/2024 - 50 Hours Per Month/ 50 Hours During Trading 3) 07/16/2025 - Johnson Financial Group-Trust Department - Not Investment Related - Financial Institution Duty - At Reported Business Location(s) - Start Date:07/03/2025 - 2 Hrs/Mth - 2 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-14 |
Reach out to this advisor