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Current Employers
Indexperts, Llc

516 North Tryon Street, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-11-15
  • NC RA
    APPROVED
    Since 2024-11-15

Branch Locations

516 North Tryon Street, Charlotte, NC 28202 • United States

Linden Thomas Advisory Services, Llc

516 North Tryon Street, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-06-07
  • NC RA
    APPROVED
    Since 2024-06-07

Branch Locations

516 North Tryon Street, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linden Thomas And Company Securities, Llc Charlotte NC 10/2019 05/2024
Wells Fargo Charlotte NC 08/2015 10/2019
Linden Thomas And Company Securities, Llc Charlotte NC 06/2024 Present
  • 10/2019 → 05/2024
    Linden Thomas And Company Securities, Llc
    Charlotte, NC
  • 08/2015 → 10/2019
    Wells Fargo
    Charlotte, NC
  • 06/2024 → Present
    Linden Thomas And Company Securities, Llc
    Charlotte, NC
Previous Registrations
Designations

View on SEC IAPD

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