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516 North Tryon Street, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-15 |
Branch Locations
516 North Tryon Street, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-06-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linden Thomas And Company Securities, Llc | Charlotte | NC | 10/2019 | 05/2024 |
| Wells Fargo | Charlotte | NC | 08/2015 | 10/2019 |
| Linden Thomas And Company Securities, Llc | Charlotte | NC | 06/2024 | Present |
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