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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-19
MI RA APPROVED 2020-03-16
  • TX RA
    APPROVED_RES
    Since 2024-06-19
  • MI RA
    APPROVED
    Since 2020-03-16

Branch Locations

7995 Moorsbridge Rd, Portage, MI 49024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avb Inc. Portage MI 09/2016 10/2019
Raymond James & Associates, Inc. Portage MI 10/2019 Present
Other Businesses

(1)Name of Business: Kalamazoo County State Bank Address: 223 N Grand Street, Schoolcraft, MI, 49087, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 05/16/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As a Board of Director, I will be responsible for helping set the strategic direction of the bank, making sure the bank is compliant with all legal laws, overseeing the banks policies, evaluating and reviewing the banks goals, performance, budget, and assisting in providing direction on changes to improve the overall quality of the bank. (2)Name of Business: Pretty Lake Address: 9123 Q Avenue, Mattawan, MI, 49071, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 03/15/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Review and monitor organizations financials and operating budget. Participate in strategic planning, mission and vision planning, program service and monitoring, and review processes and procedures in place.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-13
  • S66 Uniform Combined State Law Examination
    2020-03-13

View on SEC IAPD

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