Leslie A Morgan

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2005 → 07/2022
  Guardian Life Ins Co Of America
  Virginia Beach, VA
• 02/2006 → 07/2022
  Park Avenue Securities Llc
  Virginia Beach, VA
• 07/2022 → Present
  Mml Investors Services, Llc
  Virginia Beach, VA
• 07/2022 → Present
  Massmutual Life Insurance Co
  Virginia Beach, VA

Previous Registrations

• 2007-11-15 → 2022-07-23
  Park Avenue Securities Llc
  Virginia Beach, VA

Other Businesses

(1) Name: Adam Morgan Inv rel: Y Addr: At residential address Nature: Outside insurance - life, disability, long-term care, fixed annuities, health Position: Agent Start:09/01/2005 No hrs/mo: 4 No hrs/mo dur trading: 4 Duties: To sell other insurance products. (2) Name: CT3 Foundation Inv rel: N Addr: 101 W Main St #101, Norfolk, VA23510 Nature: Nonprofit Organization Position: Board of Advisors Start: 12/03/2020 No hrs/mo: 3 No hrs/mo dur trading: 3 Duties: Work with others to plan events,coordinate donations to charitable causes. (3) Name: Millennial Planning Group, LLC Inv rel: Y Addr: At residential address Nature: Currently no activity, but may be used for compensation pass through in the future Position: Managing Member Start: 02/10/2014 No hrs/mo: 2 No hrs/mo dur trading: 2 Duties: Currently no activity, but may be used for compensation pass through in the future. (4) Name: GRAM Management, LLC Inv rel: Y Addr: At residential address Nature: Rental Income Position: Owner Star05/01/2006 No hrs/mo: 1 No hrs/mo dur trading: 1 Duties: Collect rents, pay mortgage, review bank accounts. (5) Name: Millennial Investment Group, LLC Inv rel: Y Addr:At residential address Nature: Rental Income Position: Owner Start: 05/10/2019 No hrs/mo: 1 No hrs/mo dur trading: 1 Duties: Collect rents, pay mortgage, review bank accounts. (6)Name: LA Morgan Consulting, Inc, Inv Rel: Y Addr: 222 Central Park Ave Suite 1100 Virginia Beach VA 23462 Nature: Entity to flow MMLIS CRIA compensation through Position: Financial Professional, Start: 2/15/2025, No Hr/Mo: 20 No Hr/Mo Dur Trading: 20, Duties: Will run my MMLIS CRIA comp through my personal S-corp. (7)Name: Cypress Point Golf Club, Inv Rel Y Addr: 5340 Club Head Rd, Virginia Beach VA 23455 Nature: Real Estate/5% ownership Position: part ownership Start: 7/1/2026, No Hr/Mo: 0 No Hr/Mo Dur Trading: 0 Duties: none

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-10-30
• S63 Uniform Securities Agent State Law Examination
  2006-05-12

Designations

• Certified Financial Planner

Other Names

• Adam Morgan
• Leslie Adam Morgan