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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-03-25
  • DE RA
    APPROVED
    Since 2025-03-25

Branch Locations

200 Bellevue Pkwy Ste 420, Wilmington, DE 19809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Newark DE 08/2019 10/2023
Midnight Oil Brewing Company Newark DE 07/2019 10/2019
Firebirds Wood Fired Grill Newark DE 06/2017 03/2020
El Camino Mexican Kitchen Wilmington DE 09/2024 08/2026
Erhard Financial Planning Llc Wilmington DE 10/2023 08/2024
Brio Tuscan Grille Newark DE 02/2015 06/2017
Gary Bradford Wilmington DE 02/2025 03/2025
Harry Mentonis Wilmington DE 03/2025 Present
Gary Bradford Wilmington DE 03/2025 Present
James Hogan Wilmington DE 03/2025 Present
Northwestern Mutual Investment Services Llc Wilmington DE 03/2025 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2025 Present
Firebirds Woodfire Grill Newark DE 01/2026 Present
El Camino Mexican Kitchen Wilmington DE 08/2026 Present
  • 08/2019 → 10/2023
    Newark, DE
  • 07/2019 → 10/2019
    Midnight Oil Brewing Company
    Newark, DE
  • 06/2017 → 03/2020
    Firebirds Wood Fired Grill
    Newark, DE
  • 09/2024 → 08/2026
    El Camino Mexican Kitchen
    Wilmington, DE
  • 10/2023 → 08/2024
    Erhard Financial Planning Llc
    Wilmington, DE
  • 02/2015 → 06/2017
    Brio Tuscan Grille
    Newark, DE
  • 02/2025 → 03/2025
    Gary Bradford
    Wilmington, DE
  • 03/2025 → Present
    Harry Mentonis
    Wilmington, DE
  • 03/2025 → Present
    Gary Bradford
    Wilmington, DE
  • 03/2025 → Present
    James Hogan
    Wilmington, DE
  • 03/2025 → Present
    Wilmington, DE
  • 03/2025 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2026 → Present
    Firebirds Woodfire Grill
    Newark, DE
  • 08/2026 → Present
    El Camino Mexican Kitchen
    Wilmington, DE
Previous Registrations
Other Businesses

1. SERVER, FIREBIRDS WOOD FIRED GRILL, 1225 CHURCHMANS RD, NEWARK, , DELAWARE, 19713, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 01/27/2026, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 0-5, SERVING GUESTS OF THE RESTAURANT WHILE MAINTAINING A CLEAN WORKSPACE BOTH FRONT AND BACK OF HOUSE. NON-INVESTMENT RELATED. 2. SERVER, EL CAMINO MEXICAN KITCHEN, 3559 SILVERSIDE RD, WILMINGTON, , DELAWARE, 19810, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 8/21/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SERVING GUESTS OF THE RESTAURANT WHILE MAINTAINING A CLEAN WORKSPACE BOTH FRONT AND BACK OF HOUSE.. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-20
  • S66 Uniform Combined State Law Examination
    2020-01-20
Other Names
  • Dexter Avery Hopkins
  • Dex Hopkins

View on SEC IAPD

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