Bronwen M Malles

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-01-18
IL	RA	APPROVED	2021-08-16

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	06/2019	07/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Baltimore	MD	09/2019	03/2020
Bank Of America, N.A.	Leesburg	VA	06/2019	09/2019
Loyola University	Baltimore	MD	01/2016	06/2019
Winnetka Park District	Winnetka	IL	01/2018	01/2018
Bank Of America, N.A.	Chicago	IL	08/2020	07/2021
Morgan Stanley Smith Barney Llc	Chicago	IL	08/2021	Present
Morgan Stanley Private Bank, N.A.	New York	NY	08/2021	12/2022
Morgan Stanley Private Bank, N.A	New York	NY	06/2025	Present

06/2019 → 07/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
09/2019 → 03/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Baltimore, MD
06/2019 → 09/2019

Bank Of America, N.A.

Leesburg, VA
01/2016 → 06/2019

Loyola University

Baltimore, MD
01/2018 → 01/2018

Winnetka Park District

Winnetka, IL
08/2020 → 07/2021

Bank Of America, N.A.

Chicago, IL
08/2021 → Present

Morgan Stanley Smith Barney Llc

Chicago, IL
08/2021 → 12/2022

Morgan Stanley Private Bank, N.A.

New York, NY
06/2025 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-09-08

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