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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
Santa Monica, CA • United States
15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Sherman Oaks | CA | 08/2020 | 11/2024 |
| Morton Capital Management | Agoura Hills | CA | 04/2020 | 10/2020 |
| El Caballero Cc | Tarzana | CA | 06/2016 | 04/2020 |
| Golf On Earth Event Services | Woodland Hills | CA | 06/2016 | 10/2018 |
| Fuse Technical Group | Burbank | CA | 03/2020 | 04/2020 |
| Hollywood International Placements | Sherman Oaks | CA | 08/2016 | 11/2016 |
| The Prudential Insurance Company Of America | Sherman Oaks | CA | 01/2021 | Present |
| Lpl Enterprise, Llc | Sherman Oaks | CA | 11/2024 | Present |
1) 08/16/2024- FUSE- Outside/W-2 Employment- I work on set for different event production companies setting up events and striking those events afterwords.- Not INV Related- At Sherman Oaks, CA- Start date 08/12/2024- 5 HRS MTH- 5 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-18 |
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