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Tyler Gordon Munro

LPl Enterprise, LLC

Santa Monica, CA

Sherman Oaks, CA

CRD 7192667

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14

Branch Locations

Santa Monica, CA • United States

15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Sherman Oaks CA 08/2020 11/2024
Morton Capital Management Agoura Hills CA 04/2020 10/2020
El Caballero Cc Tarzana CA 06/2016 04/2020
Golf On Earth Event Services Woodland Hills CA 06/2016 10/2018
Fuse Technical Group Burbank CA 03/2020 04/2020
Hollywood International Placements Sherman Oaks CA 08/2016 11/2016
The Prudential Insurance Company Of America Sherman Oaks CA 01/2021 Present
Lpl Enterprise, Llc Sherman Oaks CA 11/2024 Present
  • 08/2020 → 11/2024
    Sherman Oaks, CA
  • 04/2020 → 10/2020
    Morton Capital Management
    Agoura Hills, CA
  • 06/2016 → 04/2020
    El Caballero Cc
    Tarzana, CA
  • 06/2016 → 10/2018
    Golf On Earth Event Services
    Woodland Hills, CA
  • 03/2020 → 04/2020
    Fuse Technical Group
    Burbank, CA
  • 08/2016 → 11/2016
    Hollywood International Placements
    Sherman Oaks, CA
  • 01/2021 → Present
    The Prudential Insurance Company Of America
    Sherman Oaks, CA
  • 11/2024 → Present
    Sherman Oaks, CA
Previous Registrations
Other Businesses

1) 08/16/2024- FUSE- Outside/W-2 Employment- I work on set for different event production companies setting up events and striking those events afterwords.- Not INV Related- At Sherman Oaks, CA- Start date 08/12/2024- 5 HRS MTH- 5 HRS During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-18
  • S66 Uniform Combined State Law Examination
    2020-12-18

View on SEC IAPD

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