Samuel Alfred

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → Present
  Core Financial Group
  Winter Park, FL
• 02/2013 → 07/2018
  Dragon Financial Services
  Altamonte Springs, FL
• 06/2022 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Other Businesses

ALFRED FINANCIAL GROUP, Is Not Investment Related, Insurance Business, Owner, 2015-08-01, 40 hours per month, 0 hours per month during trading hours, Commission Compensation, "Fixed and indexed annuity products sold, along with Life insurance. Mainly offered through 403b business" Voyage Retirement Solutions, Is Investment Related, DBA, Financial Professional, 06/06/2022,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-03-18
• S63 Uniform Securities Agent State Law Examination
  2024-10-18

Other Names

• Sam Alfred