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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-07-24 |
| TX | RA | APPROVED | 2020-03-30 |
Branch Locations
13510 Ballantyne Corporate Pl, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Little Rock | AR | 10/2019 | Present |
| Bank Of America, N.A. | Little Rock | AR | 10/2019 | Present |
| Us Bank | Charlotte | NC | 11/2017 | 10/2019 |
| American Multi-Cinema | Charlotte | NC | 05/2015 | 12/2017 |
| Catawba College | Salisbury | NC | 08/2011 | 12/2016 |
I*1237269For profit or not for profit: Entity For ProfitName of outside business organization: Ripping and Tearing PacksInvestment related: NAddress of business: Little Rock, Arkansas, 72211Nature of business: ["Sole Proprietorship"]Position, title, association: ["Owner"], Start date of relationship: 3/31/2023Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Sports cards and memorabilia sells I*3065269 Entity Type: N/A Name of OBA:Catawba College Alumni Board Address:Salisbury North Carolina Investment Related:No Position, Title, Association:Board Member Start Date:10/23/2025 No Hours: 1 Monthly No Hours during trading:0 Monthly Duties:Share opinions and thoughts of direction of the school, help recognize alumni, and mentor current students.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-31 |
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