Carlos Alberto Palacios Pazos

Current Employers

Althum Advisors Llc

1441 Brickell Av. Suite 1016, Miami, FL 33131 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-08-14

FL RA
APPROVED

Since 2026-08-14

Branch Locations

1441 Brickell Av. Suite 1016, Miami, FL 33131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	From	To
Inteligo Sociedad Agente De Bolsa S.A	Lima	04/2014	09/2019
Efg Capital Asesores Financieros Peru S.A.C	Lima	09/2019	04/2023
Lxg Mfo Sac	Lima	04/2023	Present

04/2014 → 09/2019

Inteligo Sociedad Agente De Bolsa S.A

Lima
09/2019 → 04/2023

Efg Capital Asesores Financieros Peru S.A.C

Lima
04/2023 → Present

Lxg Mfo Sac

Lima

Previous Registrations

2024-03-21 → 2024-12-31

Althum Advisors Llc

Lima

Miami, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-03-04

S65 Uniform Investment Adviser Law Examination

2024-03-04

Other Names

Carlos Palacios
Carlos A Palacios Pazos
Carlos Alberto Palacios Pazos

View on SEC IAPD

Current Employers

Althum Advisors Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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