Chris Hu

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-09-10
TX	RA	APPROVED	2025-09-10

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Palo Alto	CA	10/2019	05/2022
Full Time Education	Berkeley	CA	08/2014	08/2019
Unemployed	Palo Alto	CA	06/2019	10/2019
Blockchain At Berkeley	Berkeley	CA	09/2018	05/2019
Upbeat	San Francisco	CA	08/2017	05/2018
Bank Of America N.A.	Palo Alto	CA	01/2020	05/2022
Fidelity Investments	Sunnyvale	CA	06/2022	06/2024
Fidelity Investments	Sunnyvale	CA	03/2025	06/2025
Charles Schwab	Sunnyvale	CA	07/2025	08/2025
Fidelity Investments	Sunnyvale	CA	06/2024	07/2025
Morgan Stanley	Menlo Park	CA	09/2025	Present

10/2019 → 05/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA
08/2014 → 08/2019

Full Time Education

Berkeley, CA
06/2019 → 10/2019

Unemployed

Palo Alto, CA
09/2018 → 05/2019

Blockchain At Berkeley

Berkeley, CA
08/2017 → 05/2018

Upbeat

San Francisco, CA
01/2020 → 05/2022

Bank Of America N.A.

Palo Alto, CA
06/2022 → 06/2024

Fidelity Investments

Sunnyvale, CA
03/2025 → 06/2025

Fidelity Investments

Sunnyvale, CA
07/2025 → 08/2025

Charles Schwab

Sunnyvale, CA
06/2024 → 07/2025

Fidelity Investments

Sunnyvale, CA
09/2025 → Present

Morgan Stanley

Menlo Park, CA

2025-08-06 → 2025-09-27

Charles Schwab & Co., Inc.

Sunnyvale, CA
2025-03-31 → 2025-07-16

Strategic Advisers Llc

San Jose, CA

Sunnyvale, CA

Boston, MA
2022-07-28 → 2025-03-31

Fidelity Personal And Workplace Advisors

Sunnyvale, CA
2020-01-21 → 2022-05-31

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Palo Alto, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-01-17

Other Firms