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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-04 |
| TX | RA | APPROVED | 2024-10-21 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
3109 W Dr Martin Luther King Jr Blvd Suite 600, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Paramus | NJ | 10/2019 | 08/2022 |
| Brookstone Management Concepts | Fairfield | NJ | 05/2019 | 08/2019 |
| Pennsylvania State University | Altoona | PA | 08/2018 | 05/2019 |
| Cg Capital Markets | Boca Raton | FL | 06/2018 | 08/2018 |
| Pennsylvania State University | Altoona | NJ | 08/2017 | 05/2018 |
| Fansleague | Tel-Aviv | 06/2017 | 08/2017 | |
| Pennsylvania State University | Altoona | PA | 08/2016 | 05/2017 |
| Masterworks | New York City | NY | 11/2023 | 08/2024 |
| Thought-Leader | Cabo Rojo | PR | 08/2022 | 11/2022 |
| Unemployed | Fair Lawn | NJ | 11/2022 | 11/2023 |
| Fisher Investments | Tampa | FL | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-02 |
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