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Sharol A Gault

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Monroe, LA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-08-30
TX RA APPROVED_RES 2021-10-07
IN RA APPROVED 2020-11-09
  • LA RA
    APPROVED
    Since 2024-08-30
  • TX RA
    APPROVED_RES
    Since 2021-10-07
  • IN RA
    APPROVED
    Since 2020-11-09

Branch Locations

1809 Glenmar Ave, Monroe, LA 71201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomington IN 10/2019 Present
Unemployed Bloomington IN 05/2019 10/2019
Crosspoint School Baton Rouge LA 08/2017 05/2019
Unemployed Gonzales LA 11/2013 08/2017
Bank Of America, N.A Bloomington IN 01/2020 Present
  • 10/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bloomington, IN
  • 05/2019 → 10/2019
    Unemployed
    Bloomington, IN
  • 08/2017 → 05/2019
    Crosspoint School
    Baton Rouge, LA
  • 11/2013 → 08/2017
    Unemployed
    Gonzales, LA
  • 01/2020 → Present
    Bank Of America, N.A
    Bloomington, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-05
  • S66 Uniform Combined State Law Examination
    2020-11-05
Other Names
  • Sharol Ann Fogleman
  • Sharol Ann Richard

View on SEC IAPD

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AMBER LEIGH FIFE
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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Monroe, LA
J.P. MORGAN SECURITIES LLC · MONROE, LA
WELLS FARGO CLEARING SERVICES, LLC · MONROE, LA
VINES CAPITAL MANAGEMENT, LLC · MONROE, LA
LPL FINANCIAL LLC · MONROE, LA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MONROE, LA
SUMMIT FINANCIAL WEALTH ADVISORS · Monroe, LA
LPL FINANCIAL LLC · MONROE, LA

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