Nicole Francis Floyd

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2019 → 04/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Washington, DC
• 06/2013 → 10/2019
  Wells Fargo Bank
  Washington, DC
• 01/2020 → 04/2022
  Bank Of America, N.A
  Washington, DC
• 04/2022 → Present
  Equitable Advisors, Llc
  New York, NY

Previous Registrations

• 2020-04-23 → 2022-04-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Washington, DC

Other Businesses

1) UNOCCUPIED RENTAL PROPERTY, 8 KEEPSAKE PLACE WALDORF MD 2062, OWNER, START DATE: 7/22/21, 0 HRS PER MO, NOT INVESTMENT RELATED; 2) SOLES FOR SOULS, 233 CASTLETON PLACE UPPER MARLBORO MD 20774, BOARD MEMBER TREASURER, DUTIES: DEVELOPMENT OF THE BOARD TO PROVIDE SUPPORT FOR WOMEN THAT HAVE MISCARRIED, START DATE: 6/1/24, 4 HRS PER MO, NOT INVESTMENT RELATED; 2) SOLES FOR SOULS. THIS IS A NEW ORGANIZATION AND DOES NOT HAVE OFFICE SPACE. THE PROSPECTIVE ED IS CURRENTLY USING HER RESIDENTIAL ADDRESS 233 CASTLETON PLACE UPPER MARLBORO MD 20774, BOARD MEMBER TREASURER, DUTIES: SERVE AS A TREASURER FOR COMMUNITY-BASED ORGANIZATION THAT PROVIDES SUPPORT FOR WOMEN WHO HAVE EXPERIENCED PREGNANCY LOSS DUE TO MISCARRIAGE. THIS IS A NEW ORGANIZATION. THE DEVELOPMENT OF THE BOARD IS THE FIRST STEP IN ESTABLISHING THE ORGANIZATION, START DATE: 6/1/24, 4 HRS PER MO; 3) LANDLORD, 8 KEEPSAKE PLACE WALDORF MD, DUTIES: MAINTAIN AND UPKEEP PROPERTY, START DATE: 7/1/24, 2 HRS PER MO;

Exams

• S66 Uniform Combined State Law Examination
  2020-03-12

Other Names

• Nicole Floyd
• Nicole Francis Floyd