Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-14
CA RA APPROVED 2020-02-13
  • TX RA
    APPROVED
    Since 2020-04-14
  • CA RA
    APPROVED
    Since 2020-02-13

Branch Locations

5260 N Palm Ave, Fresno, CA 93704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fresno CA 10/2019 Present
Fresno County Sheriff's Office Fresno CA 05/1999 10/2017
Century 21 C. Watson Realestate Fresno CA 09/2015 03/2018
Homesmart International Fresno CA 05/2018 10/2019
Fresno Unified School District Fresno CA 12/2017 08/2019
California State University, Fresno Fresno CA 08/2017 05/2019
Fresno City College Fresno CA 09/1998 06/2017
Bank Of America, N.A. Fresno CA 12/2019 Present
  • 10/2019 → Present
    Fresno, CA
  • 05/1999 → 10/2017
    Fresno County Sheriff's Office
    Fresno, CA
  • 09/2015 → 03/2018
    Century 21 C. Watson Realestate
    Fresno, CA
  • 05/2018 → 10/2019
    Homesmart International
    Fresno, CA
  • 12/2017 → 08/2019
    Fresno Unified School District
    Fresno, CA
  • 08/2017 → 05/2019
    California State University, Fresno
    Fresno, CA
  • 09/1998 → 06/2017
    Fresno City College
    Fresno, CA
  • 12/2019 → Present
    Bank Of America, N.A.
    Fresno, CA
Other Businesses

I*1998281Entity Type: CharitableName of OBA: Rotary Club of FresnoAddress:Fresno CaliforniaInvestment Related:NoPosition, Title, Association:CommitteeStart Date:09/09/2024No Hours: 1 WeeklyNo Hours during trading:0Duties:The Rotary Club of Fresno and The Rotary Club of Fresno Foundation has a history of service to the Fresno community. I will help and participate in fundraising activities as well as community service. I*4434277, Entity Type: Entity Governmental, Name of OBA: California State University, Fresno, Address: Fresno, California, 93740, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 08/17/2026, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: I will be teaching a finance class to undergraduate students at the University. The organization is to educate college students. I am going to be teaching a finance class at California State University, Fresno

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-12
  • S66 Uniform Combined State Law Examination
    2020-02-12
Other Names
  • Frank Xavier Puente

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fresno, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor