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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-14 |
| CA | RA | APPROVED | 2020-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fresno | CA | 10/2019 | Present |
| Fresno County Sheriff's Office | Fresno | CA | 05/1999 | 10/2017 |
| Century 21 C. Watson Realestate | Fresno | CA | 09/2015 | 03/2018 |
| Homesmart International | Fresno | CA | 05/2018 | 10/2019 |
| Fresno Unified School District | Fresno | CA | 12/2017 | 08/2019 |
| California State University, Fresno | Fresno | CA | 08/2017 | 05/2019 |
| Fresno City College | Fresno | CA | 09/1998 | 06/2017 |
| Bank Of America, N.A. | Fresno | CA | 12/2019 | Present |
I*1998281Entity Type: CharitableName of OBA: Rotary Club of FresnoAddress:Fresno CaliforniaInvestment Related:NoPosition, Title, Association:CommitteeStart Date:09/09/2024No Hours: 1 WeeklyNo Hours during trading:0Duties:The Rotary Club of Fresno and The Rotary Club of Fresno Foundation has a history of service to the Fresno community. I will help and participate in fundraising activities as well as community service. I*4434277, Entity Type: Entity Governmental, Name of OBA: California State University, Fresno, Address: Fresno, California, 93740, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 08/17/2026, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: I will be teaching a finance class to undergraduate students at the University. The organization is to educate college students. I am going to be teaching a finance class at California State University, Fresno
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-12 |
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