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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-21 |
| TX | RA | APPROVED | 2024-11-21 |
Branch Locations
4461 Fox Valley Center Drive, Aurora, IL 60504 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lisle | IL | 10/2019 | 06/2024 |
| Western Remac Inc | Woodridge | IL | 03/2019 | 10/2019 |
| Cherub Technology Co. Ltd | Arcadia | CA | 01/2018 | 03/2019 |
| Infiniti Of Clarendon Hills | Clarendon Hills | IL | 05/2015 | 01/2018 |
| Wells Fargo Advisors Financial Network, Llc | Troy | OH | 07/2024 | 10/2024 |
| Bank Of America | Lisle | IL | 10/2019 | 06/2024 |
| Wells Fargo Bank/Nest Capital | Troy | OH | 07/2024 | 10/2024 |
| Jpmorgan Chase Bank, N.A. | Warrenville | IL | 11/2024 | Present |
| J.P. Morgan Securities Llc | Warrenville | IL | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-03 |
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