Kirsten Finnegan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2019 → 06/2020
  Securian Financial Services Inc
  St Paul, MN
• 06/2020 → 06/2021
  Securian Financial Services Inc
  St Paul, MN
• 10/2019 → 06/2021
  Img Financial Group
  Houston, TX
• 02/2013 → 10/2019
  Self-Employed
  Houston, TN
• 06/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX

Other Businesses

I*1971261Entity for ProfitName of OBA: Rental Property 1Address: Panama City Beach, Florida, 32413Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 09/01/2024No Hours: 0No Hours during trading: 0Duties: I*2771280, Entity Type: Entity For Profit, Name of OBA: Facebook sales, Address: HUMBLE, Texas, 77346, Investment Related: N, Position, Title, Association: Other, Employee State Date: 08/25/2025, No Hours: 10 Weekly, No Hours during Trading: 0 Weekly, Duties: Listing items and meeting others for sales.Resale of items on Facebook marketplace, eBay, and/or Poshmark.

Exams

• S66 Uniform Combined State Law Examination
  2021-01-23

Other Names

• Kirsten Roll
• Kirsten Roll Kosack