Christopher Sabia

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-06-28

MD RA
APPROVED

Since 2025-06-28

Branch Locations

1997 Annapolis Exchange Pkwy [Satellite], Annapolis, MD 21401 • United States

572 Titus Ave, Rochester, NY 14617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hartford Funds Distributors, Llc	Wayne	PA	10/2019	04/2025
Premier Lacrosse League	El Segundo	CA	06/2019	Present
D.M. Sabia Co., Inc	Conshohocken	PA	05/2015	09/2018
Mesa Lacrosse	Philadelphia	PA	09/2019	05/2025
Pennsylvania State University	State College	PA	09/2015	05/2019
Micacao Tea	Fort Worth	TX	06/2018	09/2018
Wells Fargo Advisors Financial Network, Llc	Annapolis	MD	04/2025	Present

10/2019 → 04/2025

Hartford Funds Distributors, Llc

Wayne, PA
06/2019 → Present

Premier Lacrosse League

El Segundo, CA
05/2015 → 09/2018

D.M. Sabia Co., Inc

Conshohocken, PA
09/2019 → 05/2025

Mesa Lacrosse

Philadelphia, PA
09/2015 → 05/2019

Pennsylvania State University

State College, PA
06/2018 → 09/2018

Micacao Tea

Fort Worth, TX
04/2025 → Present

Wells Fargo Advisors Financial Network, Llc

Annapolis, MD

Other Businesses

Effective June 2019 - Professional athlete/lacrosse player with Premiere Lacrosse League, non-investment related, 3 months a year, none during securities trading hrs

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-06-27
S63	Uniform Securities Agent State Law Examination	2020-09-24

S65 Uniform Investment Adviser Law Examination

2025-06-27
S63 Uniform Securities Agent State Law Examination

2020-09-24

Other Names

Christopher J Sabia

View on SEC IAPD