Colin Mcgaugh

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-05-12

NY RA
APPROVED

Since 2023-05-12

Branch Locations

80 Linden Oaks Suite 220, Rochester, NY 14625-2809 • United States

Rochester, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Rochester	NY	09/2019	Present
Billy Casper Golf	Hamilton	NY	05/2014	09/2016
Oak Hill Country Club	Rochester	NY	05/2018	09/2020
St. John Fisher College	Rochester	NY	09/2016	05/2020

09/2019 → Present

Rbc Capital Markets, Llc

Rochester, NY
05/2014 → 09/2016

Billy Casper Golf

Hamilton, NY
05/2018 → 09/2020

Oak Hill Country Club

Rochester, NY
09/2016 → 05/2020

St. John Fisher College

Rochester, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-05-12

S66 Uniform Combined State Law Examination

2023-05-12

View on SEC IAPD

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